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The Ontario Securities Commission has laid out its priorities for 2019-20, which focus on promoting confidence in Ontario’s capital markets and reducing regulatory burden. In terms of confidence building, the commission said it intends to continue consulting on client-focused reforms and on the Canadian Securities Administrators’ policy consultations on mutual fund embedded commissions; improve the […]

  • By: Staff
  • July 8, 2019 January 9, 2021
  • 10:39
It’s Not All About Investor Protection

When it comes to exempt markets, regulators must think differently: Mintz

  • June 10, 2015 September 13, 2019
  • 15:07

Winner of the Canadian Investment Review Research Award