Keyword: regulation

71 results found
IIROC to distribute more ABCP settlement funds

The Investment Industry Regulatory Organization of Canada has appointed Ernst & Young to administer additional funds to eligible investors who purchased third-party asset-backed commercial paper issued by Coventree from Deutsche Bank Securities between July 25, 2007 and August 10, 2007.

  • By: Staff
  • May 14, 2013 September 13, 2019
  • 16:04
Bank liquidity risks

A whole new regulatory environment is taking shape for banks and near-bank financial institutions. The new liquidity and risk management rules, which came into force January 2013 under Basel III, will have a collateral effect on clients and their counterparties.

China’s policymakers show ETFs some love

Two yuan-denonimated products are a sign ETFs have arrived.

  • November 1, 2012 September 13, 2019
  • 08:23
Synthetic ETFs Under the Microscope…Again

Morningstar's guide to assessing the real risks of an ETF.

  • May 31, 2012 September 13, 2019
  • 15:25
New rules for Canadian dark pool trading

Canadian regulators are seeking to protect institutional investors from unfair pricing by implementing new restrictions around so-called dark pools. Dark pools can limit the impact an order may have on a stock price by allowing institutional investors to match orders while concealing price and volume prior to a trade’s completion. New rules unveiled by the […]

  • By: Staff
  • April 24, 2012 September 13, 2019
  • 09:50
ABCP mess nearing resolution

Investors who had their assets frozen in the third-party Asset-Backed Commercial Paper fiasco of 2007 are now one step closer to their money.

  • By: Staff
  • April 16, 2012 September 13, 2019
  • 10:00
Understanding the IAS 19 changes

For years, investors and other stakeholders have called for greater transparency in the accounting standards for employee benefits, since current standards obscure the true cost of providing those benefits. In an effort to address this issue, the International Accounting Standards Board’s IAS 19 standard—which sets out regulations for the accounting treatment and disclosure of employee […]

Canada’s “Safe Harbor” Rules

Has Bill C 47 really changed anything?

  • October 6, 2011 September 13, 2019
  • 06:00
Regulating Emerging Markets

Lessons from the financial crisis.

Regulating the Shadow Banking System

Yale authors show us how it could be done.