Keyword: securities

172 results found
Canadian to head international securities committee

Ian Russell has been named chair of the Standing Committee on Regulatory Affairs by the International Council of Securities Associations (ICSA).

  • By: Staff
  • July 10, 2012 September 13, 2019
  • 13:07
Provinces support national regulator plans

The federal government is working with the provinces in an attempt to finally create a common securities regulator within Canada—it will replace the patchwork of 13 regional regulators currently in existence.

ABCP mess nearing resolution

Investors who had their assets frozen in the third-party Asset-Backed Commercial Paper fiasco of 2007 are now one step closer to their money.

  • By: Staff
  • April 16, 2012 September 13, 2019
  • 10:00
Listing in Canada? Play by our rules: OSC

Companies based in emerging markets must ensure they measure up to Canadian regulatory scrutiny if they are going to seek capital in our markets, the OSC has declared in its Emerging Markets Issuer Review.

Court approves distribution of ABCP funds

An Ontario court has approved a plan submitted by the OSC and IIROC to distribute funds to investors burned in the third-party Asset-Backed Commercial Paper (ABCP) fiasco that began in 2007.

New rules for short sales

The Canadian Securities Administrators and the Investment Industry Regulatory Organization of Canada are seeking feedback from investors and market participants on appropriate disclosure and transparency measures related to short sales and failed trades in Canada.

  • By: Staff
  • March 6, 2012 September 13, 2019
  • 12:07
CIBC Mellon named top regional lender

CIBC Mellon has been named Regional Lender of the Year in the 2011 Global Securities Lending Awards. The award recognizes CIBC Mellon as the world's top securities lending provider with a specific geographic focus.

  • By: Staff
  • January 31, 2012 September 13, 2019
  • 10:08
National securities regulator not dead: CFA Institute

The Supreme Court of Canada says the federal government does not have the power to unilaterally create a national securities regulator through legislation, but reaction to the decision suggests there might still be a way forward, through federal and provincial co-operation.

  • By: Doug Watt
  • December 22, 2011 September 13, 2019
  • 14:48
Foreign investment in Canadian securities grows

Statistics Canada reports that foreign investment in Canadian securities increased to $6.3 billion in March, split equally between bonds and stocks. In addition, foreign investors directed $8 billion into the secondary market, the largest amount in a year. Non-resident investment in federal government bonds was $3.8 billion, concentrated on medium-termtomaturity bonds, following greater focus on […]

  • By: Staff
  • May 17, 2011 September 13, 2019
  • 13:35
BlackRock launches new fund

BlackRock Asset Management Canada Ltd., an indirect, wholly owned subsidiary of BlackRock, Inc. has launched the iShares NASDAQ 100 Index Fund XQQ. “This new ETF is an ideal complement to our product lineup in Canada and provides investors access to a number of sectors not widely available here,” said Mary Anne Wiley, managing director and […]

  • By: Staff
  • May 9, 2011 September 13, 2019
  • 12:40