SEC to limit use of derivatives by mutual funds, ETFs
Federal regulators are moving toward imposing restrictions on the use of derivatives by mutual funds, aiming to protect investors in funds that rely on the high-risk transactions. Members of the Securities and Exchange Commission voted 3-1 at a public meeting Friday to propose the limits on derivatives use by mutual funds as well as exchange-traded […]
- December 14, 2015 September 13, 2019
- 10:19